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AbbVie Inc. Director's Dealing 2020

Feb 25, 2020

29755_dirs_2020-02-24_9086043f-da3b-4639-9f21-81ef80311ff9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AbbVie Inc. (ABBV)
CIK: 0001551152
Period of Report: 2020-02-20

Reporting Person: Durkin Brian L (VP, Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-20 Common Stock, $0.01 par value A 2979 Acquired 11487 Direct
2020-02-20 Common Stock, $0.01 par value A 1075 Acquired 12562 Direct
2020-02-20 Common Stock, $0.01 par value A 574 Acquired 13136 Direct
2020-02-20 Common Stock, $0.01 par value A 1899 Acquired 15035 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-20 Option (right to buy) $93.50 A 24549 Acquired 2030-02-19 Common Stock (24549) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value 253 Indirect

Footnotes

F1: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on earnings per share and relative total shareholder return. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

F2: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

F3: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

F4: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 21, 2019. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

F5: The reporting person disclaims beneficial ownership of all securities held by his spouse.

F6: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 8,183 on February 20, 2021, 8,183 on February 20, 2022, and 8,183 on February 20, 2023.

F7: The total number of securities beneficially owned by the reporting person is updated to correct an administrative error in a previous Form 4.