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AbbVie Inc. — Director's Dealing 2019
Jul 9, 2019
29755_dirs_2019-07-09_f27d7860-ff35-46cf-8fae-86d5974be758.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AbbVie Inc. (ABBV)
CIK: 0001551152
Period of Report: 2019-07-01
Reporting Person: Hudson Thomas J (SVP, R&D and CSO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, $0.01 par value | 12748 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $59.50 | 2026-05-22 | Common stock, $0.01 par value (14080) | Direct | |
| Option (right to buy) | $61.36 | 2027-02-15 | Common stock, $0.01 par value (15230) | Direct | |
| Option (right to buy) | $114.36 | 2028-02-14 | Common stock, $0.01 par value (6710) | Direct | |
| Option (right to buy) | $79.02 | 2029-02-20 | Common stock, $0.01 par value (15576) | Direct |
Footnotes
F1: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable as to 4,694 shares on 5/23/2017, as to 4,693 shares on 5/23/2018 and as to 4,693 shares on 5/23/2019.
F2: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable as to 5,077 shares on 2/16/2018 and as to 5,077 shares on 2/16/2019, and becomes exercisable as to 5,076 shares on 2/16/2020.
F3: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable as to 2,237 shares on 2/15/2019, and becomes exercisable as to 2,236 shares on 2/15/2020 and as to 2,237 shares on 2/15/2021.
F4: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable as to 5,192 shares on 2/21/2020, as to 5,192 shares on 2/21/2021 and as to 5,192 shares on 2/21/2022.