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AbbVie Inc. — Director's Dealing 2018
Oct 24, 2018
29755_dirs_2018-10-24_69e83557-3b42-420d-88b4-db3769a6ac14.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AbbVie Inc. (ABBV)
CIK: 0001551152
Period of Report: 2018-10-16
Reporting Person: Durkin Brian L (VP, Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, $0.01 par value | 4251 | Direct |
| Common stock, $0.01 par value | 253 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $64.12 | 2026-07-24 | Common stock (5240) | Direct | |
| Option (right to buy) | $61.36 | 2027-02-15 | Common stock (7180) | Direct | |
| Option (right to buy) | $114.36 | 2028-02-14 | Common stock (3110) | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of all securities held by his spouse.
F2: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable as to 1,747 shares on 7/25/2017 and as to 1,746 shares on 7/25/2018, and becomes exercisable as to 1,747 shares on 7/25/2019.
F3: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable as to 2,394 shares on 2/16/2018, and becomes exercisable as to 2,393 shares on 2/16/2019 and as to 2,393 shares on 2/16/2020.
F4: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 1,037 shares on 02/15/2019, 1,036 shares on 02/15/2020, and 1,037 shares on 02/15/2021.