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AbbVie Inc. — Director's Dealing 2017
Feb 21, 2017
29755_dirs_2017-02-21_e230cd3b-117f-4949-bd6f-044692efcae3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REATA PHARMACEUTICALS INC (RETA)
CIK: 0001358762
Period of Report: 2017-02-02
Reporting Person: AbbVie Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Class A Common Stock | C | 1505241 | — | Acquired | 1640473 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Class B Common Stock | $ | C | 1505241 | Disposed | Class A Common Stock (1505241) | Direct |
Footnotes
F1: The Class B common stock is convertible in Class A common stock on a one-for-one basis at the holder's election at any time after November 22, 2016. The conversion right of the Class B common stock has no expiration date.
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