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AbbVie Inc. — Director's Dealing 2017
Mar 10, 2017
29755_dirs_2017-03-10_c1ef2e19-d0b5-4be6-8c9d-b436380069cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AbbVie Inc. (ABBV)
CIK: 0001551152
Period of Report: 2017-03-08
Reporting Person: GONZALEZ RICHARD A (Director, Chairman of the Board and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-08 | Common stock, $0.01 par value | M | 18366 | $24.2082 | Acquired | 369113 | Direct |
| 2017-03-08 | Common stock, $0.01 par value | M | 53650 | $29.2265 | Acquired | 422763 | Direct |
| 2017-03-08 | Common stock, $0.01 par value | S | 72016 | $64.25 | Disposed | 350747 | Direct |
| 2017-03-10 | Common stock, $0.01 par value | G | 785 | — | Disposed | 349962 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-08 | Option (right to buy) | $24.2082 | M | 18366 | Disposed | 2021-02-17 | Common stock (18366) | Direct |
| 2017-03-08 | Option (right to buy) | $29.2265 | M | 53650 | Disposed | 2022-02-22 | Common stock (53650) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, $0.01 par value | 4600 | Indirect |
| Common stock, $0.01 par value | 450 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities.
F2: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
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