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AbbVie Inc. — Director's Dealing 2017
Aug 4, 2017
29755_dirs_2017-08-04_9b5ea3dc-51bc-45b2-bc48-5896cedfe22b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AbbVie Inc. (ABBV)
CIK: 0001551152
Period of Report: 2017-08-03
Reporting Person: GONZALEZ RICHARD A (Director, Chairman of the Board and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-03 | Common stock, $0.01 par value | M | 65861 | $51.42 | Acquired | 342353 | Direct |
| 2017-08-04 | Common stock, $0.01 par value | M | 22038 | $51.42 | Acquired | 364391 | Direct |
| 2017-08-03 | Common stock, $0.01 par value | S | 65826 | $71 | Disposed | 298565 | Direct |
| 2017-08-03 | Common stock, $0.01 par value | S | 35 | $71.005 | Disposed | 298530 | Direct |
| 2017-08-04 | Common stock, $0.01 par value | S | 101 | $71 | Disposed | 298429 | Direct |
| 2017-08-04 | Common stock, $0.01 par value | S | 15600 | $71.0600 | Disposed | 282829 | Direct |
| 2017-08-04 | Common stock, $0.01 par value | S | 3000 | $71.0700 | Disposed | 279829 | Direct |
| 2017-08-04 | Common stock, $0.01 par value | S | 1900 | $71.0800 | Disposed | 277929 | Direct |
| 2017-08-04 | Common stock, $0.01 par value | S | 500 | $71.1050 | Disposed | 277429 | Direct |
| 2017-08-04 | Common stock, $0.01 par value | S | 200 | $71.1100 | Disposed | 277229 | Direct |
| 2017-08-04 | Common stock, $0.01 par value | S | 737 | $71.1300 | Disposed | 276492 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-03 | Option (right to buy) | $51.42 | M | 65861 | Disposed | 2024-02-19 | Common stock (65861) | Direct |
| 2017-08-04 | Option (right to buy) | $51.42 | M | 22038 | Disposed | 2024-02-19 | Common stock (22038) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, $0.01 par value | 4600 | Indirect |
| Common stock, $0.01 par value | 450 | Indirect |
| Common stock, $0.01 par value | 450 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities.
F2: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
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