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AbbVie Inc. — Director's Dealing 2017
Aug 9, 2017
29755_dirs_2017-08-08_bcc32d88-7646-490a-8e4d-c1a5665b18d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AbbVie Inc. (ABBV)
CIK: 0001551152
Period of Report: 2017-08-07
Reporting Person: GONZALEZ RICHARD A (Director, Chairman of the Board and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-07 | Common stock, $0.01 par value | M | 193131 | $51.42 | Acquired | 469623 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 6779 | $71.005 | Disposed | 462844 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 1809 | $71.025 | Disposed | 461035 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 100 | $71.055 | Disposed | 460935 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 3 | $71.065 | Disposed | 460932 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 6200 | $71.05 | Disposed | 454732 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 1153 | $71.015 | Disposed | 453579 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 1800 | $71.06 | Disposed | 451779 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 157163 | $71 | Disposed | 294616 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 1100 | $71.045 | Disposed | 293516 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 2602 | $71.04 | Disposed | 290914 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 3158 | $71.02 | Disposed | 287756 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 446 | $71.035 | Disposed | 287310 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 9618 | $71.01 | Disposed | 277692 | Direct |
| 2017-08-07 | Common stock, $0.01 par value | S | 1200 | $71.03 | Disposed | 276492 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-07 | Option (right to buy) | $51.42 | M | 193131 | Disposed | 2024-02-19 | Common stock (193131) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common stock, $0.01 par value | 4600 | Indirect |
| Common stock, $0.01 par value | 450 | Indirect |
| Common stock, $0.01 par value | 450 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities.
F2: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
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