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ABBOTT LABORATORIES — Director's Dealing 2014
Dec 19, 2014
29777_rns_2014-12-19_a8cfa871-80ac-415e-befe-8d1a565a9046.pdf
Director's Dealing
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SEC FORM 4 Page 1 of 2
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL OMB Number: 3235-0287 Expires: December 31, 2014 Estimated average burden hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person WHITE MILES D | | | 2. Issuer Name and Ticker or Trading Symbol ABBOTT LABORATORIES [ ABT ] | | | | | | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ☑ Director 10% Owner ☑ Officer (give title below) Chairman and CEO | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | (Last) (First) (Middle) 100 ABBOTT PARK ROAD | | | 3. Date of Earliest Transaction (Month/Day/Year) 12/12/2014 | | | | | | | | | | (Street) ABBOTT PARK IL 60064-6400 | | | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) ☑ Form filed by One Reporting Person Form filed by More than One Reporting Person | | | | | | | | | (City) (State) (Zip) | | | | | | | | | | | | | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | | | | | | | | | | | | 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | | | | | | | Code | V | Amount | (A) or (D) | | | | | | | Common shares without par value | | 12/12/2014 | | | G | V | 1,440 | D | $0 | 1,413,085 | D | | Common shares without par value | | | | | | | | | | 26,973 (1) | I | | Common shares without par value | | 12/12/2014 | | | G | V | 295 | A | $0 | 8,158 (2) | I | | Common shares without par value | | 12/12/2014 | | | G | V | 295 | A | $0 | 8,067 (2) | I | | Common shares without par value | | 12/12/2014 | | | G | V | 555 | A | $0 | 555 (2) | I | | Common shares without par value | | 12/12/2014 | | | G | V | 555 | D | $0 | 0 (2) | I | | Common shares without par value | | 12/12/2014 | | | G | V | 185 | A | $0 | 8,343 (2) | I | | Common shares without par value | | 12/12/2014 | | | G | V | 185 | A | $0 | 8,252 (2) | I | | Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | | | | | | | | | | | | | 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | | | | | | Code | V | (A) | (D) | Date Exercisable | Expiration Date | | |
Explanation of Responses:
- Balance in the Abbott Laboratories Stock Retirement Trust as of December 18, 2014.
- The reporting person disclaims beneficial ownership of all securities held by his wife and sons.
John A. Berry, by power of attorney for Miles D. White 12/19/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
http://www.sec.gov/Archives/edgar/data/1800/000117911014018571/xslF345X03/edgar... 12/19/2014
SEC FORM 4 Page 2 of 2
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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http://www.sec.gov/Archives/edgar/data/1800/000117911014018571/xslF345X03/edgar... 12/19/2014