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ABBOTT LABORATORIES — Major Shareholding Notification 2004
Jul 13, 2004
29777_mrq_2004-07-13_78173b41-a21f-4a97-9744-cf5eed9917e4.zip
Major Shareholding Notification
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SC 13G/A 1 a04-7633_1sc13ga.htm SC 13G/A
| UNITED STATES |
|---|
| SECURITIES AND EXCHANGE COMMISSION |
| Washington, |
| D.C. 20549 |
| SCHEDULE 13G |
*Under the Securities Exchange Act of 1934 (Amendment No. 3)**
Sonus Pharmaceuticals, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
835692104
(CUSIP Number)
July 12, 2004
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| o | Rule 13d-1(b) |
|---|---|
| ý | Rule 13d-1(c) |
| o | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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| CUSIP No. 835692104 — 1. | Names of Reporting
Persons. I.R.S. Identification Nos. of above persons (entities only) Abbott Laboratories 36-0698440 | |
| --- | --- | --- |
| 2. | Check the Appropriate Box
if a Member of a Group (See Instructions) | |
| | (a) | o |
| | (b) | o |
| 3. | SEC Use Only | |
| 4. | Citizenship or Place of
Organization Illinois | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5. | Sole Voting Power 343,802 |
| | 6. | Shared Voting Power 0 |
| | 7. | Sole Dispositive Power 343,802 |
| | 8. | Shared Dispositive Power 0 |
| 9. | Aggregate Amount
Beneficially Owned by Each Reporting Person 343,802 | |
| 10. | Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions) o Not Applicable | |
| 11. | Percent of Class
Represented by Amount in Row (9) 1.9% | |
| 12. | Type of Reporting Person
(See Instructions) CO | |
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The following information amends and supplements the original Schedule 13D filed by Abbott Laboratories on May 24, 1996 (the Original Schedule), Amendment 1 (the First Amendment) to the Schedule 13D filed on September 19, 1996, and the Schedule 13G (the 13G) filed on June 25, 1999. The Original Schedule, First Amendment and 13G are collectively referred to as Schedule 13D below. Capitalized terms used but not otherwise defined herein shall have the same meanings assigned to those terms in the Schedule 13D.
| Item 1. | (a) | Name
of Issuer Sonus Pharmaceuticals, Inc. (Sonus) |
| --- | --- | --- |
| | (b) | Address
of Issuer's Principal Executive Offices 22026 20 th Avenue, S.E. Bothell, Washington
98021 |
| Item 2. | | |
| | (a) | Name
of Person Filing Abbott Laboratories (Abbott) |
| | (b) | Address
of Principal Business Office or, if none, Residence 100 Abbott Park Road Abbott Park, Illinois 60064-6400 |
| | (c) | Citizenship Illinois |
| | (d) | Title
of Class of Securities Common Stock, par value $0.001 per share (the Common Stock) |
| | (e) | CUSIP
Number 835692104 |
| Item 3. | If this
statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a: | |
| | Not
Applicable | |
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| Item 4. | Ownership — (a) | Amount
beneficially owned: 343,802 | |
| --- | --- | --- | --- |
| | (b) | Percent
of class: Abbott is the beneficial owner of approximately 1.9%
of the shares of Common Stock outstanding as of April 7, 2004 (as reported in
the Issuers Quarterly Report on Form 10-Q for the period ended March 31,
2004). | |
| | (c) | Number
of shares as to which the person has: | |
| | | (i) | Sole
power to vote or to direct the vote 343,802 |
| | | (ii) | Shared
power to vote or to direct the vote 0 |
| | | (iii) | Sole
power to dispose or to direct the disposition of 343,802 |
| | | (iv) | Shared
power to dispose or to direct the disposition of 0 |
| Item 5. | Ownership
of Five Percent or Less of a Class | | |
| If this statement is being
filed to report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the class of
securities, check the following ý . | | | |
| | (a)
Abbott ceased to be the beneficial owner of more than five percent of the
outstanding shares of Common Stock as a result of the expiration of warrants
for 500,000 shares of the common stock of Sonus and a change in the number of
shares of Common Stock of the Issuer outstanding. Abbott is in the process of transferring
all 343,802 shares of Common Stock to Hospira, Inc. as part of a spin-off
transaction. | | |
| Item 6. | Ownership
of More than Five Percent on Behalf of Another Person | | |
| | Not Applicable | | |
| Item 7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person | | |
| | Not Applicable | | |
| Item 8. | Identification
and Classification of Members of the Group | | |
| | Not Applicable | | |
| Item 9. | Notice of
Dissolution of Group | | |
| | Not Applicable | | |
| Item 10. | Certification | | |
| | By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that
purpose or effect. | | |
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Abbott Laboratories | |
|---|---|
| Dated: July 12, 2004 | /s/ Thomas C. Freyman |
| Thomas C. Freyman, | |
| Executive Vice President, Finance and Chief Financial Officer |
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