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ABBOTT LABORATORIES — Major Shareholding Notification 2002
Jan 28, 2002
29777_mrq_2002-01-28_20a90f61-cc93-44f9-81aa-e60a8968458f.zip
Major Shareholding Notification
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SC 13G/A 1 a2068474zsc13ga.htm SC 13G/A Prepared by MERRILL CORPORATION QuickLinks -- Click here to rapidly navigate through this document
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934 (Amendment No. 23)*
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| Abbott Laboratories (Name of Issuer) |
|---|
| Common Stock without par value (Title of Class of Securities) |
| 002824 10 0 (CUSIP Number) |
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- The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following page(s))
Page 1 of 12 Pages
ZEQ.=1,SEQ=1,EFW="2068474",CP="ABBOTT STOCK RETIREMENT TRUST",DN="1",CHK=1038379,FOLIO='blank',FILE='DISK040:[02CHI1.02CHI1231]BA1231A.;2',USER='MWEINST',CD='28-JAN-2002;08:43' Generated by Merrill Corporation (www.merrillcorp.com) TOC_END User-specified TAGGED TABLE
CUSIP No. 002824 10 0 13G Page 2 of 12 Pages
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| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | ||
|---|---|---|---|
| Abbott Laboratories Stock Retirement Trust I.R.S. Identification No. 36-6047554 | |||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | ||
| (a) | / / | ||
| (b) | /x/ | ||
| 3 | SEC USE ONLY | ||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||
| Illinois | |||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| 0 | |||
| 6 | SHARED VOTING POWER | ||
| 91,335,667 | |||
| 7 | SOLE DISPOSITIVE POWER | ||
| 0 | |||
| 8 | SHARED DISPOSITIVE POWER | ||
| 91,335,667 | |||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
| 91,335,667 | |||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||
| 5.6% | |||
| 12 | TYPE OF REPORTING PERSON* | ||
| EP |
end of user-specified TAGGED TABLE
*SEE INSTRUCTIONS
ZEQ.=1,SEQ=2,EFW="2068474",CP="ABBOTT STOCK RETIREMENT TRUST",DN="1",CHK=154341,FOLIO='blank',FILE='DISK040:[02CHI1.02CHI1231]DE1231A.;15',USER='MWEINST',CD='28-JAN-2002;10:07' User-specified TAGGED TABLE
CUSIP No. 002824 10 0 13G Page 3 of 12 Pages
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| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |||
|---|---|---|---|---|
| Thomas C. Freyman ###-##-#### | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||
| (a) | / / | |||
| (b) | /x/ | |||
| 3 | SEC USE ONLY | |||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
| United States | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | ||
| 14,232 shares | (Does not include shares held in the Abbott | |||
| direct | Laboratories Stock Retirement Trust for the benefit of the reporting person.) | |||
| 6 | SHARED VOTING POWER | |||
| 94,484,681See Attached Exhibit 1 | ||||
| 7 | SOLE DISPOSITIVE POWER | |||
| 14,232 shares (see note in 5 above) direct | ||||
| 8 | SHARED DISPOSITIVE POWER | |||
| 94,484,681See Attached Exhibit 1 | ||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
| 94,698,511(Total of 5 + 6 + 199,598 sharesright to acquire by exercise of stock options.) | ||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | |||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |||
| 5.7% | ||||
| 12 | TYPE OF REPORTING PERSON* | |||
| IN |
end of user-specified TAGGED TABLE
*SEE INSTRUCTIONS
ZEQ.=2,SEQ=3,EFW="2068474",CP="ABBOTT STOCK RETIREMENT TRUST",DN="1",CHK=32073,FOLIO='blank',FILE='DISK040:[02CHI1.02CHI1231]DE1231A.;15',USER='MWEINST',CD='28-JAN-2002;10:07' User-specified TAGGED TABLE
CUSIP No. 002824 10 0 13G Page 4 of 12 Pages
end of user-specified TAGGED TABLE User-specified TAGGED TABLE
| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |||
|---|---|---|---|---|
| Greg W. Linder ###-##-#### | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||
| (a) | / / | |||
| (b) | /x/ | |||
| 3 | SEC USE ONLY | |||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
| United States | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | ||
| 10,531 shares direct | (Does not include shares held in the Abbott Laboratories Stock Retirement Trust for the benefit of the reporting person.) | |||
| 6 | SHARED VOTING POWER | |||
| 94,484,681See Attached Exhibit 1 | ||||
| 7 | SOLE DISPOSITIVE POWER | |||
| 10,531 shares (see note in 5 above) direct | ||||
| 8 | SHARED DISPOSITIVE POWER | |||
| 94,484,681See Attached Exhibit 1 | ||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
| 94,611,123(Total of 5 + 6 + 115,911 sharesright to acquire by exercise of stock options.) | ||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | |||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |||
| 5.7% | ||||
| 12 | TYPE OF REPORTING PERSON* | |||
| IN |
end of user-specified TAGGED TABLE
*SEE INSTRUCTIONS
ZEQ.=3,SEQ=4,EFW="2068474",CP="ABBOTT STOCK RETIREMENT TRUST",DN="1",CHK=218085,FOLIO='blank',FILE='DISK040:[02CHI1.02CHI1231]DE1231A.;15',USER='MWEINST',CD='28-JAN-2002;10:07' User-specified TAGGED TABLE
CUSIP No. 002824 10 0 13G Page 5 of 12 Pages
end of user-specified TAGGED TABLE User-specified TAGGED TABLE
| 1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | |||
|---|---|---|---|---|
| Thomas M. Wascoe ###-##-#### | ||||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | |||
| (a) | / / | |||
| (b) | /x/ | |||
| 3 | SEC USE ONLY | |||
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
| United States | ||||
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | ||
| 7,348 shares direct | (Does not include shares held in the Abbot Laboratories Stock Retirement Trust for the benefit of the reporting person.) | |||
| 6 | SHARED VOTING POWER | |||
| 94,484,681See Attached Exhibit 1 | ||||
| 7 | SOLE DISPOSITIVE POWER | |||
| 7,348 shares (see note in 5 above) direct | ||||
| 8 | SHARED DISPOSITIVE POWER | |||
| 94,484,681See Attached Exhibit 1 | ||||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
| 94,670,054(Total of 5 + 6 + 178,025 sharesright to acquire by exercise of stock options.) | ||||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | |||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | |||
| 5.7% | ||||
| 12 | TYPE OF REPORTING PERSON* | |||
| IN |
end of user-specified TAGGED TABLE
*SEE INSTRUCTIONS
ZEQ.=4,SEQ=5,EFW="2068474",CP="ABBOTT STOCK RETIREMENT TRUST",DN="1",CHK=357189,FOLIO='blank',FILE='DISK040:[02CHI1.02CHI1231]DE1231A.;15',USER='MWEINST',CD='28-JAN-2002;10:07'
Item 1(a) Name of Issuer:
Item 1(b) Address of Issuer's Principal Executive Offices:
Item 2(a) Name of Persons Filing:
Item 2(b) Address of Principal Business Office:
Item 2(c) Citizenship:
Item 2(d) Title of Class of Securities:
Item 2(e) CUSIP Number:
Item 3. If this statement is filed pursuant to § 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is an:
Item 4. Ownership
Item 5. Ownership of Five Percent or Less of a Class
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
ZEQ.=5,SEQ=6,EFW="2068474",CP="ABBOTT STOCK RETIREMENT TRUST",DN="1",CHK=152205,FOLIO='blank',FILE='DISK040:[02CHI1.02CHI1231]DE1231A.;15',USER='MWEINST',CD='28-JAN-2002;10:07'
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Item 8. Identification and Classification of Members of the Group.
Item 9. Notice of Dissolution of Group.
Item 10. Certification.
ZEQ.=6,SEQ=7,EFW="2068474",CP="ABBOTT STOCK RETIREMENT TRUST",DN="1",CHK=199814,FOLIO='blank',FILE='DISK040:[02CHI1.02CHI1231]DE1231A.;15',USER='MWEINST',CD='28-JAN-2002;10:07'
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. This statement is filed on behalf of each individual listed below pursuant to their agreement.
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| Date: January 25, 2002 |
|---|
| /s/ THOMAS C. FREYMAN Thomas C. Freyman, Co-Trustee |
| /s/ GREG W. LINDER Greg W. Linder, Co-Trustee |
| /s/ THOMAS M. WASCOE Thomas M. Wascoe, Co-Trustee |
end of user-specified TAGGED TABLE ZEQ.=7,SEQ=8,EFW="2068474",CP="ABBOTT STOCK RETIREMENT TRUST",DN="1",CHK=710999,FOLIO='blank',FILE='DISK040:[02CHI1.02CHI1231]DE1231A.;15',USER='MWEINST',CD='28-JAN-2002;10:07' Generated by Merrill Corporation (www.merrillcorp.com)
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