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ABBOTT LABORATORIES — Director's Dealing 2023
Feb 23, 2023
29777_dirs_2023-02-22_3b237e9d-913c-45d4-abc7-ecbba4ba43d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2023-02-17
Reporting Person: Funck, Jr. Robert E. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-17 | Common shares without par value | A | 24419 | — | Acquired | 231001 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-17 | Option (right to buy) | $106.24 | A | 96301 | Acquired | 2033-02-16 | Common Shares (96301) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 10000 | Indirect |
| Common shares without par value | 10000 | Indirect |
| Common shares without par value | 18405 | Indirect |
| Common shares without par value | 500 | Indirect |
Footnotes
F1: These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes.
F2: Held in daughter's annual gift trust. The reporting person disclaims beneficial ownership of all securities held by the trust.
F3: Balance in the Abbott Laboratories Stock Retirement Trust as of February 17, 2023.
F4: The reporting person disclaims beneficial ownership of all securities held by his daughter.
F5: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 32,100 on February 17, 2024, 32,100 on February 17, 2025, and 32,101 on February 17, 2026.