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ABBOTT LABORATORIES — Director's Dealing 2023
Feb 23, 2023
29777_dirs_2023-02-22_f9e510fe-f6c2-4ced-aca7-4ab7b7b10490.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2023-02-17
Reporting Person: Mateus Fernando (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-17 | Common shares without par value | A | 10560 | — | Acquired | 25063 | Direct |
| 2023-02-19 | Common shares without par value | F | 518 | $106.74 | Disposed | 24545 | Direct |
| 2023-02-21 | Common shares without par value | F | 664 | $106.74 | Disposed | 23881 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-17 | Option (right to buy) | $106.24 | A | 41648 | Acquired | 2033-02-16 | Common Shares (41648) | Direct |
Footnotes
F1: These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 13,882 on February 17, 2024, 13,883 on February 17, 2025, and 13,883 on February 17, 2026.