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ABBOTT LABORATORIES — Director's Dealing 2023
Sep 7, 2023
29777_dirs_2023-09-06_45d1da68-e7d1-4c7e-8f5d-bd458052cb4a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2023-09-01
Reporting Person: MCCOY JOHN A. JR. (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 15215 | Direct |
| Common shares without par value | 55 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $124.04 | 2031-02-18 | Common Shares (13369) | Direct | |
| Option (right to buy) | $117.58 | 2032-02-17 | Common Shares (16632) | Direct | |
| Option (right to buy) | $106.24 | 2033-02-16 | Common Shares (12759) | Direct |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of September 1, 2023.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 4,456 on February 19, 2022, 4,456 on February 19, 2023, and 4,457 on February 19, 2024.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 5,544 on February 18, 2023, 5,544 on February 18, 2024 and 5,544 on February 18, 2025.
F4: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 4,253 on February 17, 2024, 4,253 on February 17, 2025, and 4,253 on February 17, 2026.