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ABBOTT LABORATORIES — Director's Dealing 2021
Feb 24, 2021
29777_dirs_2021-02-23_35c1557f-a033-421b-9dbf-8a309d95a435.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2021-02-19
Reporting Person: Moreland Mary K (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Common shares without par value | A | 13513 | — | Acquired | 76886 | Direct |
| 2021-02-22 | Common shares without par value | F | 780 | $123.04 | Disposed | 76106 | Direct |
| 2021-02-22 | Common shares without par value | S | 400 | $121.835 | Disposed | 75706 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Option (right to buy) | $124.04 | A | 69266 | Acquired | 2031-02-18 | Common Shares (69266) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 10826 | Indirect |
Footnotes
F1: These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 19, 2021.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 23,088 on February 19, 2022, 23,089 on February 19, 2023, and 23,089 on February 19, 2024.