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ABBOTT LABORATORIES — Director's Dealing 2021
Jul 6, 2021
29777_dirs_2021-07-06_9ff5f394-eb7f-44f8-85ad-d046949c3667.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2021-07-01
Reporting Person: Calamari Christopher J. (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 12156 | Direct |
| Common shares without par value | 30193 | Indirect |
| Common shares without par value | 100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $59.94 | 2028-02-15 | Common Shares (51559) | Direct | |
| Option (right to buy) | $75.90 | 2029-02-21 | Common Shares (42009) | Direct | |
| Option (right to buy) | $87.72 | 2030-02-20 | Common Shares (37081) | Direct | |
| Option (right to buy) | $124.04 | 2031-02-18 | Common Shares (27840) | Direct |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of July 1, 2021.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable in annual increments of 17,187 on February 16, 2019, 17,187 on February 16, 2020 and 17,186 on February 16, 2021.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable in annual increments of 14,003 on February 22, 2020 and 14,003 on February 22, 2021, and an increment of 14,003 becomes exercisable on February 22, 2022.
F4: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable in an annual increment of 12,360 on February 21, 2021 and annual increments of 12,360 and 12,361 become exercisable on February 21, 2022 and February 21, 2023, respectively.
F5: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 9,280 on February 19, 2022, 9,280 on February 19, 2023, and 9,280 on February 19, 2024.