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ABBOTT LABORATORIES Director's Dealing 2020

Jan 30, 2020

29777_dirs_2020-01-30_53947cc8-117f-49c2-aac4-4d3431a1cca6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2020-01-28

Reporting Person: YOOR BRIAN B (Executive Vice President & CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-28 Common shares without par value M 41229 $47 Acquired 155610 Direct
2020-01-28 Common shares without par value M 81709 $48.90 Acquired 237319 Direct
2020-01-28 Common shares without par value M 213470 $38.40 Acquired 450789 Direct
2020-01-28 Common shares without par value M 91121 $44.40 Acquired 541910 Direct
2020-01-28 Common shares without par value M 82321 $59.94 Acquired 624231 Direct
2020-01-28 Common shares without par value S 509850 $89.7268 Disposed 114381 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-28 Option (right to buy) $47.00 M 41229 Disposed 2025-02-19 Common shares (41229) Direct
2020-01-28 Option (right to buy) $48.90 M 81709 Disposed 2025-05-31 Common shares (81709) Direct
2020-01-28 Option (right to buy) $38.40 M 213470 Disposed 2026-02-18 Common shares (213470) Direct
2020-01-28 Option (right to buy) $44.40 M 91121 Disposed 2027-02-16 Common shares (91121) Direct
2020-01-28 Option (right to buy) $59.94 M 82321 Disposed 2028-02-15 Common shares (82321) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common shares without par value 2239 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.57 to $89.87, inclusive. The reporting person undertakes to provide to Abbott Laboratories, any security holder of Abbott Laboratories, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Balance in the Abbott Laboratories Stock Retirement Trust as of January 28, 2020.

F3: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

F4: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.