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ABBOTT LABORATORIES Director's Dealing 2020

Feb 25, 2020

29777_dirs_2020-02-25_c4b4aada-e1f2-4de1-80b9-d6738d51f5af.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2020-02-21

Reporting Person: WHITE MILES D (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-21 Common shares without par value A 68399 Acquired 3228870 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-21 Option (right to buy) $87.72 A 416956 Acquired 2030-02-20 Common shares (416956) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common shares without par value 34561 Indirect

Footnotes

F1: These shares represent performance-based restricted stock awards under the Abbott Laboratories 2017 Incentive Stock Program. The awards have a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 21, 2020.

F3: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 138,985 on February 21, 2021, 138,985 on February 21, 2022, and 138,986 on February 21, 2023.