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ABBOTT LABORATORIES — Director's Dealing 2020
Feb 25, 2020
29777_dirs_2020-02-25_3ffaec07-e14e-4332-bca5-0a7263f578ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2020-02-21
Reporting Person: Moreland Mary K (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-21 | Common shares without par value | A | 14326 | — | Acquired | 67311 | Direct |
| 2020-02-22 | Common shares without par value | F | 780 | $87.45 | Disposed | 66531 | Direct |
| 2020-02-25 | Common shares without par value | S | 400 | $84.93 | Disposed | 66131 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-21 | Option (right to buy) | $87.72 | A | 87334 | Acquired | 2030-02-20 | Common shares (87334) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 10673 | Indirect |
Footnotes
F1: These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 21, 2020.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 29,111 on February 21, 2021, 29,111 on February 21, 2022, and 29,112 on February 21, 2023.