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ABBOTT LABORATORIES Director's Dealing 2020

Apr 24, 2020

29777_dirs_2020-04-23_b1ac6dfc-3566-4aaa-bb2d-9ffc73869603.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2020-04-21

Reporting Person: Contreras Jaime (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-04-21 Common shares without par value M 46016 $44.40 Acquired 83035 Direct
2020-04-21 Common shares without par value M 36715 $59.94 Acquired 119750 Direct
2020-04-21 Common shares without par value M 25681 $75.90 Acquired 145431 Direct
2020-04-21 Common shares without par value F 83226 $98 Disposed 62205 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-04-21 Option (right to buy) $44.40 M 46016 Disposed 2027-02-16 Common shares (46016) Direct
2020-04-21 Option (right to buy) $59.94 M 36715 Disposed 2028-02-15 Common shares (36715) Direct
2020-04-21 Option (right to buy) $75.90 M 25681 Disposed 2029-02-21 Common shares (25681) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common shares without par value 22 Indirect
Common shares without par value 176217 Indirect
Common shares without par value 2624 Indirect
Common shares without par value 12081 Indirect

Footnotes

F1: Balance in the Abbott Laboratories Stock Retirement Trust as of April 21, 2020.

F2: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.

F3: The reporting person disclaims beneficial ownership of all securities held by his spouse.

F4: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.

F5: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

F6: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.