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ABBOTT LABORATORIES — Director's Dealing 2020
Apr 24, 2020
29777_dirs_2020-04-23_b1ac6dfc-3566-4aaa-bb2d-9ffc73869603.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2020-04-21
Reporting Person: Contreras Jaime (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-21 | Common shares without par value | M | 46016 | $44.40 | Acquired | 83035 | Direct |
| 2020-04-21 | Common shares without par value | M | 36715 | $59.94 | Acquired | 119750 | Direct |
| 2020-04-21 | Common shares without par value | M | 25681 | $75.90 | Acquired | 145431 | Direct |
| 2020-04-21 | Common shares without par value | F | 83226 | $98 | Disposed | 62205 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-21 | Option (right to buy) | $44.40 | M | 46016 | Disposed | 2027-02-16 | Common shares (46016) | Direct |
| 2020-04-21 | Option (right to buy) | $59.94 | M | 36715 | Disposed | 2028-02-15 | Common shares (36715) | Direct |
| 2020-04-21 | Option (right to buy) | $75.90 | M | 25681 | Disposed | 2029-02-21 | Common shares (25681) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 22 | Indirect |
| Common shares without par value | 176217 | Indirect |
| Common shares without par value | 2624 | Indirect |
| Common shares without par value | 12081 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of April 21, 2020.
F2: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
F3: The reporting person disclaims beneficial ownership of all securities held by his spouse.
F4: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
F5: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
F6: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.