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ABBOTT LABORATORIES — Director's Dealing 2020
Oct 5, 2020
29777_dirs_2020-10-05_62c4ffab-c228-40ae-b360-259bf4fffb08.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2020-10-01
Reporting Person: Ahlberg Gregory A (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 6526 | Direct |
| Common shares without par value | 10596 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $48.98 | 2027-08-13 | Common shares (6000) | Direct | |
| Option (right to buy) | $59.94 | 2028-02-15 | Common shares (46403) | Direct | |
| Option (right to buy) | $75.90 | 2029-02-21 | Commons shares (38190) | Direct | |
| Option (right to buy) | $87.72 | 2030-02-20 | Common shares (32244) | Direct |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of October 1, 2020.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 5,334 on August 14, 2018, 5,333 on August 14, 2019 and 5,333 on August 14, 2020.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 15,468 on February 16, 2019, 15,467 on February 16, 2020 and 15,468 on February 16, 2021.
F4: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 12,730 on each of February 22, 2020, February 22, 2021 and February 22, 2022.
F5: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 10,748 on each of February 21, 2021, February 21, 2022 and February 21, 2023.