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ABBOTT LABORATORIES — Director's Dealing 2019
Feb 1, 2019
29777_dirs_2019-02-01_c22b52dc-f01f-40c3-aaaf-1a875b75e1b5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2019-01-30
Reporting Person: Contreras Jaime (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-30 | Common shares without par value | M | 46017 | $44.40 | Acquired | 100985 | Direct |
| 2019-01-30 | Common shares without par value | M | 84169 | $38.40 | Acquired | 185154 | Direct |
| 2019-01-30 | Common shares without par value | M | 83951 | $47 | Acquired | 269105 | Direct |
| 2019-01-30 | Common shares without par value | S | 177457 | $70 | Disposed | 91648 | Direct |
| 2019-01-31 | Common shares without par value | M | 62600 | $47 | Acquired | 154248 | Direct |
| 2019-01-31 | Common shares without par value | M | 77550 | $38.40 | Acquired | 231798 | Direct |
| 2019-01-31 | Common shares without par value | F | 108090 | $71.68 | Disposed | 111301 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-30 | Option (right to buy) | $44.40 | M | 46017 | Disposed | 2027-02-16 | Common Shares (46017) | Direct |
| 2019-01-30 | Option (right to buy) | $38.40 | M | 84169 | Disposed | 2026-02-18 | Common Shares (84169) | Direct |
| 2019-01-30 | Option (right to buy) | $47 | M | 83951 | Disposed | 2025-02-19 | Common Shares (83951) | Direct |
| 2019-01-31 | Option (right to buy) | $47 | M | 62600 | Disposed | 2025-02-19 | Common Shares (62600) | Direct |
| 2019-01-31 | Option (right to buy) | $38.40 | M | 77550 | Disposed | 2026-02-18 | Common Shares (77550) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 22 | Indirect |
| Common shares without par value | 84579 | Indirect |
| Common shares without par value | 2595 | Indirect |
| Common shares without par value | 12081 | Indirect |
Footnotes
F1: Excludes 12,407 shares previously directly owned which were transferred to the Jaime Contreras Marvan 2006 Living Trust on September 21, 2018.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of January 31, 2019.
F3: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
F4: The reporting person disclaims beneficial ownership of all securities held by his spouse.
F5: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
F6: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.