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ABBOTT LABORATORIES Director's Dealing 2019

Feb 1, 2019

29777_dirs_2019-02-01_c22b52dc-f01f-40c3-aaaf-1a875b75e1b5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2019-01-30

Reporting Person: Contreras Jaime (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-30 Common shares without par value M 46017 $44.40 Acquired 100985 Direct
2019-01-30 Common shares without par value M 84169 $38.40 Acquired 185154 Direct
2019-01-30 Common shares without par value M 83951 $47 Acquired 269105 Direct
2019-01-30 Common shares without par value S 177457 $70 Disposed 91648 Direct
2019-01-31 Common shares without par value M 62600 $47 Acquired 154248 Direct
2019-01-31 Common shares without par value M 77550 $38.40 Acquired 231798 Direct
2019-01-31 Common shares without par value F 108090 $71.68 Disposed 111301 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-01-30 Option (right to buy) $44.40 M 46017 Disposed 2027-02-16 Common Shares (46017) Direct
2019-01-30 Option (right to buy) $38.40 M 84169 Disposed 2026-02-18 Common Shares (84169) Direct
2019-01-30 Option (right to buy) $47 M 83951 Disposed 2025-02-19 Common Shares (83951) Direct
2019-01-31 Option (right to buy) $47 M 62600 Disposed 2025-02-19 Common Shares (62600) Direct
2019-01-31 Option (right to buy) $38.40 M 77550 Disposed 2026-02-18 Common Shares (77550) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common shares without par value 22 Indirect
Common shares without par value 84579 Indirect
Common shares without par value 2595 Indirect
Common shares without par value 12081 Indirect

Footnotes

F1: Excludes 12,407 shares previously directly owned which were transferred to the Jaime Contreras Marvan 2006 Living Trust on September 21, 2018.

F2: Balance in the Abbott Laboratories Stock Retirement Trust as of January 31, 2019.

F3: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.

F4: The reporting person disclaims beneficial ownership of all securities held by his spouse.

F5: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.

F6: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.