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ABBOTT LABORATORIES — Director's Dealing 2019
Feb 26, 2019
29777_dirs_2019-02-26_d7f84a55-1240-41b4-be8c-7c23e4dc2fd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2019-02-22
Reporting Person: Contreras Jaime (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-22 | Common shares without par value | A | 14698 | — | Acquired | 125999 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-22 | Option (right to buy) | $75.90 | A | 77045 | Acquired | 2029-02-21 | Common shares (77045) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 22 | Indirect |
| Common shares without par value | 84579 | Indirect |
| Common shares without par value | 2595 | Indirect |
| Common shares without par value | 12081 | Indirect |
Footnotes
F1: These shares represent performance-based restricted stock awards under the Abbott Laboratories 2017 Incentive Stock Program. The awards have a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 22, 2019.
F3: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
F4: The reporting person disclaims beneficial ownership of all securities held by his spouse.
F5: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
F6: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 25,681 on February 22, 2020, 25,682 on February 22, 2021, and 25,682 on February 22, 2022.