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ABBOTT LABORATORIES — Director's Dealing 2019
Feb 26, 2019
29777_dirs_2019-02-26_3ed903bc-fc93-4a37-a92e-84a968daf6c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2019-02-22
Reporting Person: Funck Robert E (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-22 | Common shares without par value | A | 23344 | — | Acquired | 144673 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-22 | Option (right to buy) | $75.90 | A | 122367 | Acquired | 2029-02-21 | Common shares (122367) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 17297 | Indirect |
| Common shares without par value | 500 | Indirect |
| Common shares without par value | 500 | Indirect |
Footnotes
F1: These shares represent performance-based restricted stock awards under the Abbott Laboratories 2017 Incentive Stock Program. The awards have a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 22, 2019.
F3: The reporting person disclaims beneficial ownership of all securities held by his daughter.
F4: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 40,789 on February 22, 2020, 40,789 on February 22, 2021, and 40,789 on February 22, 2022.