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ABBOTT LABORATORIES Director's Dealing 2019

Feb 26, 2019

29777_dirs_2019-02-26_3ed903bc-fc93-4a37-a92e-84a968daf6c8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2019-02-22

Reporting Person: Funck Robert E (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-22 Common shares without par value A 23344 Acquired 144673 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-22 Option (right to buy) $75.90 A 122367 Acquired 2029-02-21 Common shares (122367) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common shares without par value 17297 Indirect
Common shares without par value 500 Indirect
Common shares without par value 500 Indirect

Footnotes

F1: These shares represent performance-based restricted stock awards under the Abbott Laboratories 2017 Incentive Stock Program. The awards have a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 22, 2019.

F3: The reporting person disclaims beneficial ownership of all securities held by his daughter.

F4: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 40,789 on February 22, 2020, 40,789 on February 22, 2021, and 40,789 on February 22, 2022.