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ABBOTT LABORATORIES — Director's Dealing 2019
Jun 6, 2019
29777_dirs_2019-06-05_a5c2ea54-07df-4737-87fa-6920e7e62fa8.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2019-06-03
Reporting Person: Wainer Andrea F (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 30481 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $47 | 2025-02-19 | Common shares (47226) | Direct | |
| Option (right to buy) | $38.40 | 2026-02-18 | Common shares (75000) | Direct | |
| Option (right to buy) | $44.40 | 2027-02-16 | Common shares (53271) | Direct | |
| Option (right to buy) | $59.94 | 2028-02-15 | Common shares (64449) | Direct | |
| Option (right to buy) | $75.90 | 2029-02-21 | Common shares (47738) | Direct |
Footnotes
F1: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable in annual increments of 15,742 on February 20, 2016, 15,742 on February 20, 2017, and 15,742 on February 20, 2018.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable in annual increments of 25,000 on February 19, 2017, 25,000 on February 19, 2018, and 25,000 on February 19, 2019.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable in annual increments of 17,757 and 17,757 on February 17, 2018 and February 17, 2019, respectively, and an increment of 17,757 becomes exercisable on February 17, 2020.
F4: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. The option became exercisable in an annual increment of 21,483 on February 16, 2019, and annual increments of 21,483 and 21,483 become exercisable on February 16, 2020 and February 16, 2021, respectively.
F5: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 15,912 on February 22, 2020, 15,913 on February 22, 2021, and 15,913 on February 22, 2022.