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ABBOTT LABORATORIES — Director's Dealing 2019
Jun 12, 2019
29777_dirs_2019-06-12_94f51e34-0216-419d-bfd0-fafb259ea27b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2019-06-10
Reporting Person: Earnhardt Lisa D (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-10 | Common shares without par value | A | 17431 | — | Acquired | 17431 | Direct |
| 2019-06-10 | Common shares without par value | A | 39515 | — | Acquired | 56946 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-10 | Option (right to buy) | $80.98 | A | 91367 | Acquired | 2029-06-09 | Common shares (91367) | Direct |
Footnotes
F1: These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes.
F2: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with the award vesting on June 10, 2022. The award includes the right to have shares withheld for tax purposes.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 30,455 on June 10, 2020, 30,456 on June 10, 2021, and 30,456 on June 10, 2022.