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ABBOTT LABORATORIES — Director's Dealing 2019
Aug 5, 2019
29777_dirs_2019-08-05_ca259edb-f889-484c-bea1-22aba4f63b1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2019-08-01
Reporting Person: Moreland Mary K (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-01 | Common shares without par value | A | 8426 | — | Acquired | 56028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-01 | Option (right to buy) | $86.86 | A | 60912 | Acquired | 2029-07-31 | Common shares (60912) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 10551 | Indirect |
Footnotes
F1: These shares represent a performance-based restricted stock award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The award includes the right to have shares withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of August 2, 2019.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 20,304 on August 1, 2020, 20,304 on August 1, 2021, and 20,304 on August 1, 2022.