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ABBOTT LABORATORIES Director's Dealing 2018

Sep 7, 2018

29777_dirs_2018-09-07_9ec29f18-0720-4837-812b-dfcdc7ec5e4e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2018-09-05

Reporting Person: Funck Robert E (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-05 Common shares without par value M 9700 $26.1879 Acquired 118380 Direct
2018-09-05 Common shares without par value M 12300 $22.3919 Acquired 130680 Direct
2018-09-05 Common shares without par value M 14400 $27.0336 Acquired 145080 Direct
2018-09-05 Common shares without par value F 23751 $67.11 Disposed 121329 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-09-05 Option (right to buy) $26.1879 M 9700 Disposed 2020-02-18 Common shares (9700) Direct
2018-09-05 Option (right to buy) $22.3919 M 12300 Disposed 2021-02-17 Common shares (12300) Direct
2018-09-05 Option (right to buy) $27.0336 M 14400 Disposed 2022-02-16 Common shares (14400) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common shares without par value 17157 Indirect
Common shares without par value 500 Indirect
Common shares without par value 500 Indirect

Footnotes

F1: Balance in the Abbott Laboratories Stock Retirement Trust as of September 5, 2018.

F2: The reporting person disclaims beneficial ownership of all securities held by his daughter.

F3: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.