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ABBOTT LABORATORIES — Director's Dealing 2017
Feb 22, 2017
29777_dirs_2017-02-22_8018bc34-fc06-4f13-907a-4bdbb95e6706.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2017-02-17
Reporting Person: Watkin Jared (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common shares without par value | A | 7393 | — | Acquired | 53955 | Direct |
| 2017-02-20 | Common shares without par value | F | 740 | $44.69 | Disposed | 53215 | Direct |
| 2017-02-21 | Common shares without par value | F | 683 | $44.69 | Disposed | 52532 | Direct |
| 2017-02-21 | Common shares without par value | S | 300 | $44.98 | Disposed | 52232 | Direct |
| 2017-02-21 | Common shares without par value | S | 100 | $44.981 | Disposed | 52132 | Direct |
| 2017-02-21 | Common shares without par value | S | 100 | $44.985 | Disposed | 52032 | Direct |
| 2017-02-21 | Common shares without par value | S | 55 | $44.987 | Disposed | 51977 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Option (right to buy) | $44.40 | A | 51129 | Acquired | 2027-02-16 | Common shares (51129) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 444 | Indirect |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 17, 2017.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 17,043 on 02/17/2018, 17,043 on 02/17/2019, and 17,043 on 02/17/2020.