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ABBOTT LABORATORIES Director's Dealing 2017

Feb 22, 2017

29777_dirs_2017-02-22_7cb56a85-b57c-425e-868f-3292775313d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2017-02-17

Reporting Person: CAPEK JOHN M (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-17 Common shares without par value A 14273 Acquired 288797 Direct
2017-02-21 Common shares without par value M 93400 $26.6973 Acquired 382197 Direct
2017-02-21 Common shares without par value S 93400 $45 Disposed 288797 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-17 Option (right to buy) $44.40 A 98714 Acquired 2027-02-16 Common shares (98714) Direct
2017-02-21 Option (right to buy) $26.6973 M 93400 Acquired 2018-02-14 Common shares (93400) Direct

Footnotes

F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

F2: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 32,905 on 2/17/2018, 32,904 on 2/17/2019, and 32,905 on 2/17/2020.

F3: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.