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ABBOTT LABORATORIES — Director's Dealing 2017
Feb 22, 2017
29777_dirs_2017-02-22_7cb56a85-b57c-425e-868f-3292775313d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2017-02-17
Reporting Person: CAPEK JOHN M (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common shares without par value | A | 14273 | — | Acquired | 288797 | Direct |
| 2017-02-21 | Common shares without par value | M | 93400 | $26.6973 | Acquired | 382197 | Direct |
| 2017-02-21 | Common shares without par value | S | 93400 | $45 | Disposed | 288797 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Option (right to buy) | $44.40 | A | 98714 | Acquired | 2027-02-16 | Common shares (98714) | Direct |
| 2017-02-21 | Option (right to buy) | $26.6973 | M | 93400 | Acquired | 2018-02-14 | Common shares (93400) | Direct |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 32,905 on 2/17/2018, 32,904 on 2/17/2019, and 32,905 on 2/17/2020.
F3: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.