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ABBOTT LABORATORIES Director's Dealing 2017

Feb 22, 2017

29777_dirs_2017-02-22_8f1dc6c9-29c5-4b18-8dc4-570fd47f685f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2017-02-17

Reporting Person: BIRD ROGER (Senior Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-17 Common shares without par value A 13307 Acquired 63910 Direct
2017-02-21 Common shares without par value F 727 $44.69 Disposed 63183 Direct
2017-02-21 Common shares without par value S 219 $44.910 Disposed 62964 Direct
2017-02-21 Common shares without par value S 100 $44.995 Disposed 62864 Direct
2017-02-22 Common shares without par value M 11030 $26.6973 Acquired 73894 Direct
2017-02-22 Common shares without par value M 1873 $26.1976 Acquired 75767 Direct
2017-02-22 Common shares without par value S 9936 $45.02 Disposed 65831 Direct
2017-02-22 Common shares without par value S 700 $45.03 Disposed 65131 Direct
2017-02-22 Common shares without par value S 100 $45.031 Disposed 65031 Direct
2017-02-22 Common shares without par value S 1500 $45.035 Disposed 63531 Direct
2017-02-22 Common shares without par value S 400 $45.04 Disposed 63131 Direct
2017-02-22 Common shares without par value S 100 $45.041 Disposed 63031 Direct
2017-02-22 Common shares without par value S 167 $45.045 Disposed 62864 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-17 Option (right to buy) $44.40 A 92032 Acquired 2027-02-16 Common shares (92032) Direct
2017-02-22 Option (right to buy) $26.6973 M 11030 Disposed 2018-02-14 Common shares (11030) Direct
2017-02-22 Option (right to buy) $26.1976 M 1873 Disposed 2018-03-30 Common shares (1873) Direct

Footnotes

F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

F2: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 30,678 on 02/17/2018, 30,677 on 02/17/2019, and 30,677 on 02/17/2020.

F3: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.