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ABBOTT LABORATORIES — Director's Dealing 2017
Feb 22, 2017
29777_dirs_2017-02-22_8f1dc6c9-29c5-4b18-8dc4-570fd47f685f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2017-02-17
Reporting Person: BIRD ROGER (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common shares without par value | A | 13307 | — | Acquired | 63910 | Direct |
| 2017-02-21 | Common shares without par value | F | 727 | $44.69 | Disposed | 63183 | Direct |
| 2017-02-21 | Common shares without par value | S | 219 | $44.910 | Disposed | 62964 | Direct |
| 2017-02-21 | Common shares without par value | S | 100 | $44.995 | Disposed | 62864 | Direct |
| 2017-02-22 | Common shares without par value | M | 11030 | $26.6973 | Acquired | 73894 | Direct |
| 2017-02-22 | Common shares without par value | M | 1873 | $26.1976 | Acquired | 75767 | Direct |
| 2017-02-22 | Common shares without par value | S | 9936 | $45.02 | Disposed | 65831 | Direct |
| 2017-02-22 | Common shares without par value | S | 700 | $45.03 | Disposed | 65131 | Direct |
| 2017-02-22 | Common shares without par value | S | 100 | $45.031 | Disposed | 65031 | Direct |
| 2017-02-22 | Common shares without par value | S | 1500 | $45.035 | Disposed | 63531 | Direct |
| 2017-02-22 | Common shares without par value | S | 400 | $45.04 | Disposed | 63131 | Direct |
| 2017-02-22 | Common shares without par value | S | 100 | $45.041 | Disposed | 63031 | Direct |
| 2017-02-22 | Common shares without par value | S | 167 | $45.045 | Disposed | 62864 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Option (right to buy) | $44.40 | A | 92032 | Acquired | 2027-02-16 | Common shares (92032) | Direct |
| 2017-02-22 | Option (right to buy) | $26.6973 | M | 11030 | Disposed | 2018-02-14 | Common shares (11030) | Direct |
| 2017-02-22 | Option (right to buy) | $26.1976 | M | 1873 | Disposed | 2018-03-30 | Common shares (1873) | Direct |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 30,678 on 02/17/2018, 30,677 on 02/17/2019, and 30,677 on 02/17/2020.
F3: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.