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ABBOTT LABORATORIES — Director's Dealing 2017
Jul 13, 2017
29777_dirs_2017-07-12_b66f215e-db5a-4e3d-89ca-8a1ef771afa4.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2017-07-10
Reporting Person: Bracken Sharon J (Senior Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 24039 | Direct |
| Common shares without par value | 736 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $35.20 | 2023-06-30 | Common shares (14300) | Direct | |
| Option (right to buy) | $35.20 | 2023-06-30 | Common shares (14300) | Direct | |
| Option (right to buy) | $35.20 | 2023-06-30 | Common shares (14300) | Direct | |
| Option (right to buy) | $39.12 | 2024-02-20 | Common shares (14775) | Direct | |
| Option (right to buy) | $39.12 | 2024-02-20 | Common shares (14775) | Direct | |
| Option (right to buy) | $39.12 | 2024-02-20 | Common shares (14775) | Direct | |
| Option (right to buy) | $47 | 2025-02-19 | Common shares (15742) | Direct | |
| Option (right to buy) | $47 | 2025-02-19 | Common shares (15742) | Direct | |
| Option (right to buy) | $47 | 2025-02-19 | Common shares (15742) | Direct | |
| Option (right to buy) | $38.40 | 2026-02-18 | Common shares (25000) | Direct | |
| Option (right to buy) | $38.40 | 2026-02-18 | Common shares (25000) | Direct | |
| Option (right to buy) | $38.40 | 2026-02-18 | Common shares (25000) | Direct | |
| Option (right to buy) | $44.40 | 2027-02-16 | Common shares (13318) | Direct | |
| Option (right to buy) | $44.40 | 2027-02-16 | Common shares (13317) | Direct | |
| Option (right to buy) | $44.40 | 2027-02-16 | Common shares (13318) | Direct |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of July 10, 2017.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
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