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ABBOTT LABORATORIES — Director's Dealing 2016
Feb 23, 2016
29777_dirs_2016-02-23_3f1705d7-4212-43ee-a811-c0b19fdb1726.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2016-02-19
Reporting Person: ALLEN HUBERT L (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-19 | Common shares without par value | A | 32552 | — | Acquired | 99720 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-19 | Option (right to buy) | $38.40 | A | 285388 | Acquired | 2026-02-18 | Common shares (285388) | Direct |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 95,130 on 02/19/2017, 95,129 on 02/19/2018, and 95,129 on 02/19/2019.