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ABBOTT LABORATORIES — Director's Dealing 2016
Apr 1, 2016
29777_dirs_2016-04-01_8c56279f-2ed7-49d0-844c-804c4fabfcca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2016-03-31
Reporting Person: Contreras Jaime (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-31 | Common shares without par value | A | 1406 | — | Acquired | 3100 | Indirect |
| 2016-03-31 | Common shares without par value | F | 212 | $41.65 | Disposed | 2888 | Indirect |
| 2016-03-31 | Common shares without par value | S | 162 | $41.7842 | Disposed | 2726 | Indirect |
| 2016-03-31 | Common shares without par value | S | 162 | $41.7850 | Disposed | 2564 | Indirect |
| 2016-03-31 | Common shares without par value | S | 138 | $41.7842 | Disposed | 2426 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 47667 | Direct |
| Common shares without par value | 21 | Indirect |
| Common shares without par value | 63903 | Indirect |
| Common shares without par value | 12081 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of March 31, 2016.
F2: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
F3: This grant represents a restricted stock unit award under the Abbott Laboratories 2009 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting on each anniversary of the grant date. The award includes the right to have shares withheld for tax purposes.
F4: The reporting person disclaims beneficial ownership of all securities held by his spouse.
F5: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.