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ABBOTT LABORATORIES — Director's Dealing 2016
Jul 6, 2016
29777_rns_2016-07-06_e16db329-8d03-4b8c-86b3-0ce20ae77189.pdf
Director's Dealing
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7/6/2016
SEC FORM 4
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Pavee Jean-Yves | 2. Issuer Name and Ticker or Trading Symbol ABBOTT LABORATORIES [ ABT ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Senior Vice President |
|---|---|---|
| (Last) (First) (Middle) 100 ABBOTT PARK ROAD | 3. Date of Earliest Transaction (Month/Day/Year) 07/01/2016 | |
| (Street) ABBOTT PARK IL 60064-6400 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| (City) (State) (Zip) | ||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) |
| Code | V | Amount |
| Common shares without par value | 07/01/2016 | |
| Common shares without par value | 07/01/2016 | |
| Common shares without par value | ||
| Common shares without par value | ||
| Common shares without par value | ||
| Common shares without par value | ||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) |
| Code | V | (A) |
Explanation of Responses:
- Settlement of a performance-based restricted stock unit in shares in a transaction exempt from Section 16(b) under Rule 16b-3.
- Balance in the Abbott Laboratories Stock Retirement Trust as of July 1, 2016.
- The reporting person disclaims beneficial ownership of all securities held by his daughter.
- The reporting person disclaims beneficial ownership of all securities held by his son.
John A. Berry, by power of attorney for Jean-Yves Pavee 07/06/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
https://www.sec.gov/Archives/edgar/data/1800/000117911016027477/xsIF345X03/edgar.xml
7/6/2016 SEC FORM 4
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