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ABBOTT LABORATORIES — Director's Dealing 2016
Jan 13, 2016
29777_rns_2016-01-13_ae05b30b-e3d1-45c0-8382-0eb93e078836.pdf
Director's Dealing
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SEC FORM 3 Page 1 of 1
SEC Form 3
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person FRINZI THOMAS G | 2. Date of Event Requiring Statement (Month/Day/Year) 01/11/2016 | 3. Issuer Name and Ticker or Trading Symbol ABBOTT LABORATORIES [ ABT ] | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | | | | 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Senior Vice President | 5. If Amendment, Date of Original Filed (Month/Day/Year) | | | | | | (Last) (First) (Middle) 100 ABBOTT PARK ROAD | | | | | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person | | | | (Street) ABBOTT PARK IL 60064 | | | | | | | | | Table I - Non-Derivative Securities Beneficially Owned | | | | | | | | | 1. Title of Security (Instr. 4) | | | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) | | | | Common shares without par value | | | 0 | D | | | | | Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | | | | | | | | | 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | | | | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | | | |
Explanation of Responses:
John A. Berry, by power of attorney for 01/13/2016 Thomas G. Frinzi
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
http://www.sec.gov/Archives/edgar/data/1800/000117911016017727/xslF345X02/edgar.xml 1/13/2016