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ABBOTT LABORATORIES — Director's Dealing 2015
Feb 25, 2015
29777_dirs_2015-02-24_606907da-32f5-4357-874a-5da31b4e53c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2015-02-20
Reporting Person: FREYMAN THOMAS C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-20 | Common shares without par value | A | 40425 | — | Acquired | 370049 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-20 | Option (right to buy) | $47.00 | A | 284857 | Acquired | 2025-02-19 | Common shares (284857) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 1098 | Indirect |
| Common shares without par value | 4000 | Indirect |
| Common shares without par value | 76000 | Indirect |
| Common shares without par value | 76000 | Indirect |
| Common shares without par value | 1941 | Indirect |
| Common shares without par value | 1941 | Indirect |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: Balance in the Abbott Laboratories Stock Retirement Trust as of February 20, 2015.
F3: Held in the Annette Newton-Freyman 1994 Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities.
F4: Held in the Annette Newton-Freyman 2012 Irrevocable Trust. The reporting person is trustee of the trust. The trust is irrevocable. The reporting person disclaims beneficial ownership of these securities.
F5: Held in the Thomas C. Freyman 2012 Irrevocable Trust. The reporting person's spouse is trustee of the trust. The trust is irrevocable.
F6: The reporting person disclaims beneficial ownership of all securities held by his son.
F7: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 94,953 on 2/20/16, 94,952 on 2/20/17, and 94,952 on 2/20/18.