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ABBOTT LABORATORIES — Director's Dealing 2015
Feb 25, 2015
29777_dirs_2015-02-24_2e4b8421-806f-4d14-922b-1eeea2676a93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2015-02-20
Reporting Person: Foltz Charles D (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-20 | Common shares without par value | A | 16728 | — | Acquired | 79471 | Direct |
| 2015-02-20 | Common shares without par value | A | 21276 | — | Acquired | 100747 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-20 | Option (right to buy) | $47.00 | A | 117878 | Acquired | 2025-02-19 | Common shares (117878) | Direct |
Footnotes
F1: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
F2: These shares represent a retention award of restricted stock units under the Abbott Laboratories 2009 Incentive Stock Program. The award has an 18 month cliff vesting term.
F3: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 39,293 on 2/20/16, 39,292 on 2/20/17, and 39,293 on 2/20/18.