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ABBOTT LABORATORIES — Director's Dealing 2015
Jun 6, 2015
29777_dirs_2015-06-05_60922eb7-ec99-4709-8b30-098a8767bded.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2015-06-03
Reporting Person: Pavee Jean-Yves (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-03 | Common shares without par value | M | 5200 | $25.2461 | Acquired | 30806 | Direct |
| 2015-06-03 | Common shares without par value | M | 5300 | $26.6973 | Acquired | 36106 | Direct |
| 2015-06-03 | Common shares without par value | S | 10500 | $49 | Disposed | 25606 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-03 | Option (right to buy) | $25.2461 | M | 5200 | Disposed | 2017-02-15 | Common shares (5200) | Direct |
| 2015-06-03 | Option (right to buy) | $26.6973 | M | 5300 | Disposed | 2018-02-14 | Common shares (5300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 2711 | Indirect |
| Common shares without par value | 2966 | Indirect |
| Common shares without par value | 2967 | Indirect |
| Common shares without par value | 2966 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of June 4, 2015.
F2: The reporting person disclaims beneficial ownership of all securities held by his daughter.
F3: The reporting person disclaims beneficial ownership of all securities held by his son.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
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