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ABBOTT LABORATORIES — Director's Dealing 2015
Jul 2, 2015
29777_rns_2015-07-02_f5b7a752-b03d-40e4-ac13-183af425614b.pdf
Director's Dealing
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SEC FORM 4
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL
OMB Number: 3235-0267
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☐ Check this box if no longer subject to
Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person Pavee Jean-Yves | 2. Issuer Name and Ticker or Trading Symbol ABBOTT LABORATORIES [ ABT ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) 100 ABBOTT PARK ROAD | 3. Date of Earliest Transaction (Month/Day/Year) 07/01/2015 | ||||||||||
| (Street) ABBOTT PARK IL 60064 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person | |||||||||
| (City) (State) (Zip) | |||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 6) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | Amount | (A) or (D) | ||||||||
| Common shares without par value | 07/01/2015 | A | 6,076 (1) | A | $0 | 31,682 | D | ||||
| Common shares without par value | 07/01/2015 | F | 2,431 | D | $49.08 | 29,251 | D | ||||
| Common shares without par value | 2,711 (2) | I | Profit Sharing Trust | ||||||||
| Common shares without par value | 2,967 (3) | I | By daughter | ||||||||
| Common shares without par value | 2,966 (3) | I | By daughter | ||||||||
| Common shares without par value | 2,966 (4) | I | By son | ||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Date Exercisable and Expiration Date (Month/Day/Year) | 6. Number of Derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | |||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title |
Explanation of Responses:
- Settlement of a performance-based restricted stock unit in shares in a transaction exempt from Section 16(b) under Rule 16b-3.
- Balance in the Abbott Laboratories Stock Retirement Trust as of July 1, 2015.
- The reporting person disclaims beneficial ownership of all securities held by his daughter.
- The reporting person disclaims beneficial ownership of all securities held by his son.
John A. Berry, by power of attorney for Jean-Yves Pavee 07/02/2015
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78f(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
http://www.sec.gov/Archives/edgar/data/1800/000117911015010823/xslF345X03/edgar.xml
7/2/2015