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ABBOTT LABORATORIES — Director's Dealing 2015
Apr 2, 2015
29777_rns_2015-04-02_34fad3aa-ee7b-40d7-a90a-cbcf03f63631.pdf
Director's Dealing
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SEC FORM 3
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL
3235OMB Number: 0104 Estimated average burden hours per 0.5 response:
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of ReportingPerson*NATH DEEPAK S.(Last)(First)(Middle)100 ABBOTT PARK ROAD(Street)ABBOTTPARKIL60064(City)(State)(Zip) | 2. Date of EventRequiringStatement(Month/Day/Year)04/01/2015 | 2. Date of EventRequiringStatement(Month/Day/Year)04/01/2015 | 3. Issuer NameandTicker or Trading SymbolABBOTT LABORATORIES [ABT] | 3. Issuer NameandTicker or Trading SymbolABBOTT LABORATORIES [ABT] | 3. Issuer NameandTicker or Trading SymbolABBOTT LABORATORIES [ABT] | 3. Issuer NameandTicker or Trading SymbolABBOTT LABORATORIES [ABT] | 3. Issuer NameandTicker or Trading SymbolABBOTT LABORATORIES [ABT] | 3. Issuer NameandTicker or Trading SymbolABBOTT LABORATORIES [ABT] | 3. Issuer NameandTicker or Trading SymbolABBOTT LABORATORIES [ABT] |
|---|---|---|---|---|---|---|---|---|---|
| 4. Relationship of Reporting Person(s) toIssuer(Check all applicable)Director10% OwnerXOfficer (givetitle below)Other(specifybelow)Senior Vice President | 5. If Amendment, Date of OriginalFiled (Month/Day/Year) | ||||||||
| 6. Individual or Joint/Group Filing(Check Applicable Line)XForm filed by OneReporting PersonForm filed by More thanOne Reporting Person | |||||||||
| Table I - Non-Derivative Securities Beneficially Owned | |||||||||
| 1. Title of Security (Instr. 4) | 2. Amount of SecuritiesBeneficially Owned(Instr. 4) | 3.OwnershipForm: Direct(D) orIndirect (I)(Instr. 5) | 4. Nature of Indirect BeneficialOwnership (Instr. 5) | ||||||
| Common shares without par value | 35,757 | D | |||||||
| Table II - Derivative Securities Beneficially Owned(e.g., puts, calls, warrants, options, convertible securities) | |||||||||
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable andExpiration Date(Month/Day/Year) | 3. Title and Amount ofSecurities UnderlyingDerivative Security (Instr. 4) | 4.Conversionor ExercisePrice ofDerivativeSecurity | 5.OwnershipForm:Direct (D)or Indirect(I) (Instr. 5) | 6. Nature ofIndirectBeneficialOwnership(Instr. 5) | ||||
| DateExercisable | ExpirationDate | Title | AmountorNumberofShares | ||||||
| Option (right to buy)(1) | 04/28/2015 | 04/27/2024 | Common shares | 15,553 | 38.1 | D | |||
| Option (right to buy)(1) | 04/27/2024 | Common shares | 15,552 | 38.1 | D | ||||
| 04/28/2016 | |||||||||
| Option (right to buy)(1) | 04/28/2017 | 04/27/2024 | Common shares | 15,553 | 38.1 | D | |||
| Option (right to buy)(1) | 02/20/2016 | 02/19/2025 | Common shares | 38,231 | 47 | D | |||
| Option (right to buy)(1) | 02/20/2017 | 02/19/2025 | Common shares | 38,230 | 47 | D | |||
| Option (right to buy)(1) | 02/20/2018 | 02/19/2025 | Common shares | 38,231 | 47 | D |
Explanation of Responses:
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
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4/2/2015
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SEC FORM 3
John A. Berry, by power of attorney for Deepak S. Nath ** Signature of Reporting Date Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
4/2/2015