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ABBOTT LABORATORIES — Director's Dealing 2015
Mar 10, 2015
29777_rns_2015-03-10_5441d62c-6678-49fb-9797-14d3d30d61a7.pdf
Director's Dealing
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SEC FORM 3 Page 1 of 2
SEC Form 3
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* BIRD ROGER (Last) (First) (Middle) 100 ABBOTT PARK ROAD (Street) ABBOTT PARK IL 60064 (City) (State) (Zip) | 2. Date of Event Requiring Statement (Month/Day/Year) 03/01/2015 | 3. Issuer Name and Ticker or Trading Symbol ABBOTT LABORATORIES [ ABT ] | ||||||
|---|---|---|---|---|---|---|---|---|
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Senior Vice President | 5. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person | |||||||
| Table I - Non-Derivative Securities Beneficially Owned | ||||||||
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) | |||||
| Common shares without par value | 42,010 | D | ||||||
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | |||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||
| Option (right to buy)(1) | 02/17/2007 | 02/16/2016 | Common shares | 4,509 | 21.2194 | D | ||
| Option (right to buy)(1) | 02/17/2008 | 02/16/2016 | Common shares | 4,509 | 21.2194 | D | ||
| Option (right to buy)(1) | 02/17/2009 | 02/16/2016 | Common shares | 4,509 | 21.2194 | D | ||
| Option (right to buy)(1) | 02/16/2008 | 02/15/2017 | Common shares | 3,607 | 25.2461 | D | ||
| Option (right to buy)(1) | 02/16/2009 | 02/15/2017 | Common shares | 3,607 | 25.2461 | D | ||
| Option (right to buy)(1) | 02/15/2010 | 02/14/2018 | Common shares | 3,677 | 26.6973 | D | ||
| Option (right to buy)(1) | 02/15/2010 | 02/14/2018 | Common shares | 3,677 | 26.6973 | D | ||
| Option (right to buy)(1) | 02/15/2011 | 02/14/2018 | Common shares | 3,676 | 26.6973 | D |
http://www.sec.gov/Archives/edgar/data/1800/000117911015004683/xslF345X02/edgar.xml
SEC FORM 3 Page 2 of 2
| Table II - Derivative Securities Beneficially Owned
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||
|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date | ||||||
| (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | |||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Option (right to buy) (1) | 03/31/2009 | 03/30/2018 | Common shares | 625 | 26.1976 | D | |
| Option (right to buy) (1) | 03/31/2010 | 03/30/2018 | Common shares | 624 | 26.1976 | D | |
| Option (right to buy) (1) | 03/31/2011 | 03/30/2018 | Common shares | 624 | 26.1976 | D | |
| Option (right to buy) (2) | 02/20/2016 | 02/19/2025 | Common shares | 38,231 | 47 | D | |
| Option (right to buy) (2) | 02/20/2017 | 02/19/2025 | Common shares | 38,230 | 47 | D | |
| Option (right to buy) (2) | 02/20/2018 | 02/19/2025 | Common shares | 38,231 | 47 | D |
Explanation of Responses:
- Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
John A. Berry, by power of attorney for Roger Bird 03/10/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 5 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
http://www.sec.gov/Archives/edgar/data/1800/000117911015004683/xslF345X02/edgar.xml 3/11/2015