AI assistant
ABBOTT LABORATORIES — Director's Dealing 2015
Feb 6, 2015
29777_rns_2015-02-06_712691ab-3bfa-4755-8d53-e62bf754c222.pdf
Director's Dealing
Open in viewerOpens in your device viewer
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| OMB APPROVAL | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| OMB Number: | 3235-0287 | ||||||||||
| Expires: | December 31, 2014 |
||||||||||
| Estimated average burden | |||||||||||
| hours per response: |
0.5 | ||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* CAPEK JOHN M |
2. Issuer Name and Ticker or Trading Symbol ABBOTT LABORATORIES [ ABT ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) 100 ABBOTT PARK ROAD |
(First) | 02/04/2015 | 3. Date of Earliest Transaction (Month/Day/Year) | Officer (give title Other (specify X below) below) Executive Vice President |
||||||||
| (Street) ABBOTT PARK (City) |
IL (State) |
60064-6400 (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
3, 4 and 5) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction (s) (Instr. 3 and 4) |
|||||||
| Common shares without par value | 02/04/2015 | S | 800 | D | \$45.715 | 274,853 | D | |||||
| Common shares without par value | 02/04/2015 | S | 100 | D | \$45.7175 | 274,753 | D | |||||
| Common shares without par value | 02/04/2015 | S | 2,300 | D | \$45.72 | 272,453 | D | |||||
| Common shares without par value | 02/04/2015 | S | 1,300 | D | \$45.725 | 271,153 | D | |||||
| Common shares without par value | 02/04/2015 | S | 100 | D | \$45.7275 | 271,053 | D | |||||
| Common shares without par value | 02/04/2015 | S | 5,000 | D | \$45.73 | 266,053 | D | |||||
| Common shares without par value | 02/04/2015 | S | 700 | D | \$45.735 | 265,353 | D | |||||
| Common shares without par value | 02/04/2015 | S | 2,900 | D | \$45.74 | 262,453 | D | |||||
| Common shares without par value | 02/04/2015 | S | 300 | D | \$45.745 | 262,153 | D | |||||
| Common shares without par value | 02/04/2015 | S | 900 | D | \$45.75 | 261,253 | D | |||||
| Common shares without par value | 02/04/2015 | S | 400 | D | \$45.755 | 260,853 | D | |||||
| Common shares without par value | 02/04/2015 | S | 200 | D | \$45.7575 | 260,653 | D | |||||
| Common shares without par value | 02/04/2015 | S | 1,384 | D | \$45.76 | 259,269 | D | |||||
| Common shares without par value | 02/04/2015 | S | 3,016 | D | \$45.765 | 256,253 | D | |||||
| Common shares without par value | 02/04/2015 | S | 100 | D | \$45.7675 | 256,153 | D | |||||
| Common shares without par value | 02/04/2015 | S | 4,000 | D | \$45.77 | 252,153 | D | |||||
| Common shares without par value | 02/04/2015 | S | 2,400 | D | \$45.775 | 249,753 | D | |||||
| Common shares without par value | 02/04/2015 | S | 100 | D | \$45.7775 | 249,653 | D | |||||
| Common shares without par value | 02/04/2015 | S | 1,600 | D | \$45.78 | 248,053 | D | |||||
| Common shares without par value | 02/04/2015 | S | 1,100 | D | \$45.785 | 246,953 | D | |||||
| Common shares without par value | 02/04/2015 | S | 200 | D | \$45.7875 | 246,753 | D |
Common shares without par value 02/04/2015 S 400 D \$45.79 246,353 D Common shares without par value 02/04/2015 S 1,800 D \$45.795 244,553 D
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction (s) (Instr. 3 and 4) |
||||||||
| Common shares without par value | 02/04/2015 | S | 100 | D | \$45.7975 | 244,453 | D | ||||||
| Common shares without par value | 02/04/2015 | S | 1,373 | D | \$45.8 | 243,080 | D | ||||||
| Common shares without par value | 02/04/2015 | S | 900 | D | \$45.805 | 242,180 | D | ||||||
| Common shares without par value | 02/04/2015 | S | 400 | D | \$45.8075 | 241,780 | D | ||||||
| Common shares without par value | 02/04/2015 | S | 4,300 | D | \$45.81 | 237,480 | D | ||||||
| Common shares without par value | 02/04/2015 | S | 500 | D | \$45.815 | 236,980 | D | ||||||
| Common shares without par value | 02/04/2015 | S | 100 | D | \$45.8175 | 236,880 | D | ||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of (A) or of (D) and 5) |
Derivative Securities Acquired Disposed (Instr. 3, 4 |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
Security | 7. Title and Amount of Securities Underlying Derivative (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
Explanation of Responses:
Remarks:
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c). Form 2 of 3.
John A. Berry, by power of attorney for John M. Capek 02/06/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.