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ABBOTT LABORATORIES — Director's Dealing 2014
Jul 22, 2014
29777_dirs_2014-07-22_05a1147e-8b51-45b4-a672-c24b0902b288.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2014-07-21
Reporting Person: FREYMAN THOMAS C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-21 | Common shares without par value | M | 23000 | $21.2194 | Acquired | 334326 | Direct |
| 2014-07-21 | Common shares without par value | M | 56000 | $25.2461 | Acquired | 390326 | Direct |
| 2014-07-21 | Common shares without par value | F | 60702 | $42.73 | Disposed | 329624 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-21 | Option (right to buy) | $21.2194 | M | 23000 | Disposed | 2016-02-16 | Common shares (23000) | Direct |
| 2014-07-21 | Option (right to buy) | $25.2461 | M | 56000 | Disposed | 2017-02-15 | Common shares (56000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 1082 | Indirect |
| Common shares without par value | 4000 | Indirect |
| Common shares without par value | 76000 | Indirect |
| Common shares without par value | 76000 | Indirect |
| Common shares without par value | 1941 | Indirect |
| Common shares without par value | 1941 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of July 21, 2014.
F2: Held in the Annette Newton-Freyman 1994 Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities.
F3: Held in the Annette Newton-Freyman 2012 Irrevocable Trust. The reporting person is trustee of the trust. The trust is irrevocable. The reporting person disclaims beneficial ownership of these securities.
F4: Held in the Thomas C. Freyman 2012 Irrevocable Trust. The reporting person's spouse is trustee of the trust. The trust is irrevocable.
F5: The reporting person disclaims beneficial ownership of all securities held by his son.
F6: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.