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ABBOTT LABORATORIES — Director's Dealing 2014
Nov 13, 2014
29777_dirs_2014-11-12_ef395e49-246a-45de-925d-f53637e89426.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2014-09-30
Reporting Person: Contreras Jaime (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-30 | Common shares without par value | I | 16 | $41.7533 | Disposed | 0 | Indirect |
| 2014-11-10 | Common shares without par value | M | 3100 | $25.7555 | Acquired | 5146 | Indirect |
| 2014-11-10 | Common shares without par value | M | 3200 | $26.6973 | Acquired | 8346 | Indirect |
| 2014-11-10 | Common shares without par value | S | 4200 | $43.681 | Disposed | 4146 | Indirect |
| 2014-11-10 | Common shares without par value | S | 600 | $43.683 | Disposed | 3546 | Indirect |
| 2014-11-10 | Common shares without par value | S | 400 | $43.685 | Disposed | 3146 | Indirect |
| 2014-11-10 | Common shares without par value | S | 1100 | $43.687 | Disposed | 2046 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | Option (right to buy) | $25.7555 | M | 3100 | Disposed | 2017-07-19 | Common shares (3100) | Indirect |
| 2014-11-10 | Option (right to buy) | $26.6973 | M | 3200 | Disposed | 2018-02-14 | Common shares (3200) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 30136 | Direct |
| Common shares without par value | 20 | Indirect |
| Common shares without par value | 63903 | Indirect |
| Common shares without par value | 12081 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of November 10, 2014.
F2: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
F3: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
F4: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.