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ABBOTT LABORATORIES — Director's Dealing 2014
Nov 26, 2014
29777_dirs_2014-11-26_79907fad-7178-49ab-b776-0b0dc1256743.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ABBOTT LABORATORIES (ABT)
CIK: 0000001800
Period of Report: 2014-11-25
Reporting Person: Contreras Jaime (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-25 | Common shares without par value | M | 33900 | $26.6973 | Acquired | 64036 | Direct |
| 2014-11-25 | Common shares without par value | M | 17700 | $26.015 | Acquired | 81736 | Direct |
| 2014-11-25 | Common shares without par value | S | 1100 | $44.0600 | Disposed | 80636 | Direct |
| 2014-11-25 | Common shares without par value | S | 300 | $44.0610 | Disposed | 80336 | Direct |
| 2014-11-25 | Common shares without par value | S | 11374 | $44.0700 | Disposed | 68962 | Direct |
| 2014-11-25 | Common shares without par value | S | 35607 | $44.0710 | Disposed | 33355 | Direct |
| 2014-11-25 | Common shares without par value | S | 200 | $44.0720 | Disposed | 33155 | Direct |
| 2014-11-25 | Common shares without par value | S | 300 | $44.0730 | Disposed | 32855 | Direct |
| 2014-11-25 | Common shares without par value | S | 1064 | $44.0800 | Disposed | 31791 | Direct |
| 2014-11-25 | Common shares without par value | S | 255 | $44.0900 | Disposed | 31536 | Direct |
| 2014-11-25 | Common shares without par value | S | 1400 | $44.0910 | Disposed | 30136 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-25 | Option (right to buy) | $26.6973 | M | 33900 | Disposed | 2018-02-14 | Common shares (33900) | Direct |
| 2014-11-25 | Option (right to buy) | $26.015 | M | 17700 | Disposed | 2019-02-19 | Common shares (17700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common shares without par value | 20 | Indirect |
| Common shares without par value | 63903 | Indirect |
| Common shares without par value | 2046 | Indirect |
| Common shares without par value | 12081 | Indirect |
Footnotes
F1: Balance in the Abbott Laboratories Stock Retirement Trust as of November 25, 2014.
F2: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
F3: The reporting person disclaims beneficial ownership of all securities held by his spouse.
F4: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
F5: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.