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ABBOTT LABORATORIES — Director's Dealing 2014
Mar 7, 2014
29777_rns_2014-03-07_1ed5ba73-8659-4184-81cc-97614bbd883e.pdf
Director's Dealing
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SEC FORM 4/A SEC Form 4 Page 1 of 2
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Expires: | December 31, 2014 |
| Estimated average burden | hours per response: 0.5 |
| 1. Name and Address of Reporting Person | |
| Warmuth Michael J | |
| ABBOTT LABORATORIES | |
| [ ABT ] | |
| (Check all applicable) | |
| Director 10% | |
| Owner | |
| Officer X (give title below) (specify below) | |
| Executive Vice President | |
| --- | --- |
| (Last) (First) (Middle) | |
| 100 ABBOTT PARK ROAD | |
| 02/28/2014 | |
| (Street) | |
| ABBOTT PARK IL 60064-6400 | |
| 03/04/2014 | 6. Individual or Joint/Group Filing (Check Applicable Line) |
| X Form filed by One Reporting Person | |
| Form filed by More than One Reporting Person | |
| (City) (State) (Zip) | |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
| Common shares without par value | 02/28/2014 |
http://www.sec.gov/Archives/edgar/data/1800/000117911014004751/xslF345X... 3/7/2014
SEC FORM 4/A Page 2 of 2
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially (e.g., puts, calls, warrants, options, convertible securities) |
|---|
| 1. Title of Derivative Security (Instr. 3) |
| Code |
Explanation of Responses:
- Settlement of a performance-based restricted stock unit in shares in a transaction exempt from Section 16(b) under Rule 16b-3.
Remarks:
This Amended Form 4 is filed to include the settlement of performance-based restricted stock units that was inadvertently omitted from the original filing. The settlement is exempt from Section 16(b) under Rule 16b-3.
John A. Berry, by power of attorney for Michael J. Warmuth ** Signature of Reporting Person 03/07/2014 Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
http://www.sec.gov/Archives/edgar/data/1800/000117911014004751/xslF345X... 3/7/2014