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ABBOTT LABORATORIES Director's Dealing 2014

Mar 7, 2014

29777_rns_2014-03-07_1ed5ba73-8659-4184-81cc-97614bbd883e.pdf

Director's Dealing

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SEC FORM 4/A SEC Form 4 Page 1 of 2

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person
Warmuth Michael J
ABBOTT LABORATORIES
[ ABT ]
(Check all applicable)
Director 10%
Owner
Officer X (give title below) (specify below)
Executive Vice President
--- ---
(Last) (First) (Middle)
100 ABBOTT PARK ROAD
02/28/2014
(Street)
ABBOTT PARK IL 60064-6400
03/04/2014 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)
Common shares without par value 02/28/2014

http://www.sec.gov/Archives/edgar/data/1800/000117911014004751/xslF345X... 3/7/2014


SEC FORM 4/A Page 2 of 2

Table II - Derivative Securities Acquired, Disposed of, or Beneficially (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)
Code

Explanation of Responses:

  1. Settlement of a performance-based restricted stock unit in shares in a transaction exempt from Section 16(b) under Rule 16b-3.

Remarks:

This Amended Form 4 is filed to include the settlement of performance-based restricted stock units that was inadvertently omitted from the original filing. The settlement is exempt from Section 16(b) under Rule 16b-3.

John A. Berry, by power of attorney for Michael J. Warmuth ** Signature of Reporting Person 03/07/2014 Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

http://www.sec.gov/Archives/edgar/data/1800/000117911014004751/xslF345X... 3/7/2014