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ABBOTT LABORATORIES Director's Dealing 2014

Mar 4, 2014

29777_rns_2014-03-04_494e1731-f6a7-4966-a506-7bea4f8e720f.pdf

Director's Dealing

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SEC FORM 4

SEC Form 4

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287 December 31, Expires: 2014 Estimated average burden hours per 0.5 response:

1. Name and Address of Reporting Person*
Contreras Jaime
(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
(Street)
ABBOTT
PARK
IL
60064
(City)
(State)
(Zip)
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[ABT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give
title below)
Other (specify
below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check
Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. 4. Securities Acquired (A) 4. Securities Acquired (A) 4. Securities Acquired (A) 5. Amount 6. 7. Nature of
Date Execution Date, Transaction or Disposed Of (D) (Instr. of Ownership Indirect
(Month/Day/Year) if any Code (Instr. 3, 4 and 5) Securities Form: Beneficial
(Month/Day/Year) 8) Beneficially Direct (D) Ownership
Owned or Indirect (Instr. 4)
Following (I) (Instr. 4)
Code V Amount (A)
or
(D)
Price Reported
Transaction
(s) (Instr. 3
and 4)
Common shares without par value 02/28/2014 F 3,919 D $39.79 38,217 D
Common shares without par value 03/03/2014 S 4,831 D $39.366 33,386 D
Common shares without par value 03/03/2014 S 650 D $39.37 32,736 D
Common shares without par value 03/03/2014 S 2,000 D $39.381 30,736 D
Common shares without par value 03/03/2014 S 600 D $39.384 30,136 D
Profit
Common shares without par value 20 (1) I Sharing
Trust
Profit
Common shares without par value 16 (1) I Sharing
Trust(by
spouse)
Jaime
Contreras
Common shares without par value 63,903 (2) I Marvan
2006
Living
Trust
Common shares without par value 1,067 (3) I By
spouse
Living
Common shares without par value 12,081 (4) I Trust(by
spouse)

3/4/2014

Page 2 of 2

SEC FORM 4

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of 2. 3. Transaction 3A. Deemed 4. 5. 6. Date Exercisable and 6. Date Exercisable and 7. Title and 8. Price of 9. Number 10. 11. Natu
Derivative Conversion Date Execution Date, Transaction Number Expiration Date Amount of Derivative of Ownership of Indire
Security or Exercise (Month/Day/Year) if any Code (Instr. of (Month/Day/Year) Securities Security derivative Form: Benefici
(Instr. 3) Price of (Month/Day/Year) 8) Derivative Underlying (Instr. 5) Securities Direct (D) Ownersh
Derivative Securities Derivative Beneficially or Indirect (Instr. 4)
Security Acquired Security Owned (I) (Instr. 4)
(A) or (Instr. 3 and 4) Following
Disposed Reported
of (D) Transaction
(Instr. 3, 4 (s) (Instr. 4)
and 5)
Amount
or
Number
Date Expiration of
Code V (A) (D) Exercisable Date Title
Shares

Explanation of Responses:

  1. Balance in the Abbott Laboratories Stock Retirement Trust as of February 28, 2014.

  2. Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.

  3. The reporting person disclaims beneficial ownership of all securities held by his spouse.

  4. Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.

Remarks:

The sale transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).

John A. Berry, by power of attorney for Jaime 03/04/2014 Contreras

  • ** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

  • Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

3/4/2014