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ABBOTT LABORATORIES Director's Dealing 2014

Mar 4, 2014

29777_rns_2014-03-04_e0e1cd8a-988e-425b-a948-fec6c15558e7.pdf

Director's Dealing

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SEC FORM 4

SEC Form 4 FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number: 3235-0287 December 31, Expires: 2014

Estimated average burden hours per 0.5 response:

1. Name and Address of Reporting Person*
Blaser Brian J
(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
(Street)
ABBOTT
PARK
IL
60064
(City)
(State)
(Zip)
1. Name and Address of Reporting Person*
Blaser Brian J
(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
(Street)
ABBOTT
PARK
IL
60064
(City)
(State)
(Zip)
1. Name and Address of Reporting Person*
Blaser Brian J
(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
(Street)
ABBOTT
PARK
IL
60064
(City)
(State)
(Zip)
1. Name and Address of Reporting Person*
Blaser Brian J
(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
(Street)
ABBOTT
PARK
IL
60064
(City)
(State)
(Zip)
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
2. Issuer NameandTicker or Trading Symbol
ABBOTT LABORATORIES[
ABT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title
below)
Other (specify
below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/28/2014
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check
Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date,
if any
(Month/Day/Year)
3.
Transaction
Code (Instr.
8)
4. Securities Acquired (A)
or Disposed Of (D) (Instr.
3, 4 and 5)
5. Amount
of
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 3
and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V Amount (A)
or
(D)
Price
Common shares without par value 02/28/2014 F 13,097 D $ 39.79 104,336 D
Common shares without par value 03/03/2014 S 1,441 D $ 39.014 102,895 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date,
if any
(Month/Day/Year)
4.
Transaction
Code (Instr.
8)
5.
Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and
Amount of
Securities
Underlying
Derivative
Security
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)
10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares

Explanation of Responses:

Remarks:

The sale transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1(c).

John A. Berry, by power of 03/04/2014 attorney for Brian J. Blaser ** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

  • If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

3/4/2014