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ABBOTT LABORATORIES — Director's Dealing 2014
Mar 4, 2014
29777_rns_2014-03-04_980d2bf4-240c-408e-9f6b-eafad507f9f6.pdf
Director's Dealing
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SEC FORM 4
SEC Form 4 FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
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FORM 4 OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549
December 31,
Expires: 2014
Instruction 1(b).Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 Estimated average burdenhours per response: 0.5
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person [] 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
Foltz Charles D ABBOTT LABORATORIES [ ABT ] (Check all applicable)Director 10% Owner
X Officer (give title Other (specify
3. Date of Earliest Transaction (Month/Day/Year) below) below)
(Last) (First) (Middle)
02/28/2014 Senior Vice President
100 ABBOTT PARK ROAD
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check
(Street) Applicable Line)
ABBOTT X Form filed by One Reporting Person
IL 60064
PARK Form filed by More than One Reporting
Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction 2A. Deemed 3. 4. Securities Acquired (A) 5. Amount of 6. 7. Nature
Date Execution Date, Transaction or Disposed Of (D) (Instr. Securities Ownership of Indirect
(Month/Day/Year) if any Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial
(Month/Day/Year) 8) Owned Direct (D) Ownership
Following or Indirect (Instr. 4)
Reported (I) (Instr. 4)
(A) Transaction
Code V Amount or Price (s) (Instr. 3
(D) and 4)
Common shares without par value 02/28/2014 F 4,086 D $ 39.79 66,906 D
Common shares without par value 03/03/2014 S 1,588 D $ 38.951 65,318 D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 6. Date Exercisable and | 7. Title and | 8. Price of | 9. Number | 10. | 11. Nature | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | Amount of | Derivative | of | Ownership | of Indirect | |||
| Security | or Exercise | (Month/Day/Year) | if any | Code | (Instr. | of | (Month/Day/Year) | Securities | Security | derivative | Form: | Beneficial | ||
| (Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | Underlying | (Instr. 5) | Securities | Direct (D) | Ownership | |||||
| Derivative | Securities | Derivative | Beneficially | or Indirect | (Instr. 4) | |||||||||
| Security | Acquired | Security | Owned | (I) (Instr. 4) | ||||||||||
| (A) or | (Instr. 3 and 4) | Following | ||||||||||||
| Disposed | Reported | |||||||||||||
| of (D) | Transaction | |||||||||||||
| (Instr. | 3, 4 | (s) (Instr. 4) | ||||||||||||
| and 5) | ||||||||||||||
| Amount | ||||||||||||||
| or | ||||||||||||||
| Number | ||||||||||||||
| Date | Expiration | of | ||||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Title Shares |
Explanation of Responses:
Remarks:
The sale transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1(c).
John A. Berry, by Power of Attorney for Charles D. 03/04/2014 Foltz
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
3/4/2014