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ABBOTT LABORATORIES — Director's Dealing 2014
Mar 4, 2014
29777_rns_2014-03-04_68d2ff4a-b2cf-4322-91db-003f55503907.pdf
Director's Dealing
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SEC FORM 4
SEC Form 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
FORM 4
Check this box if no longer STATEMENT OF CHANGES IN BENEFICIAL
subject to Section 16. Form 4 or Form 5 obligations may OWNERSHIP continue. See Instruction 1 (b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB 3235-0287 Number: December Expires: 31, 2014 Estimated average burden hours per 0.5 response:
- Name and Address of Reporting Person[] 2. Issuer Name and* Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to ABBOTT LABORATORIES Issuer Doyle Katherine C. (Check all applicable) [ ABT ] Director 10% Owner Other (Last) (First) (Middle) Officer (give X (specify 100 ABBOTT PARK ROAD 3. Date of Earliest Transaction (Month/Day/Year) title below) below) 02/28/2014 Senior Vice President (Street) 4. If Amendment, Date of Original Filed 6. Individual or Joint/Group Filing (Check ABBOTT (Month/Day/Year) Applicable Line) IL 60064 PARK X Form filed by One Reporting Person Form filed by More than One (City) (State) (Zip) Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. | 2. Transaction | 2A. Deemed | 3. | 4. Securities Acquired (A) | 4. Securities Acquired (A) | 4. Securities Acquired (A) | 5. Amount | 6. | 7. Nature | ||
|---|---|---|---|---|---|---|---|---|---|---|---|
| 3) | Date (Month/Day/Year) |
Execution Date, if any |
Transaction Code (Instr. |
or Disposed Of 3, 4 and 5) |
(D) (Instr. | of Securities |
Ownership Form: |
of Indirect Beneficial |
|||
| (Month/Day/Year) | 8) | Beneficially | Direct (D) | Ownership | |||||||
| Owned | or Indirect | (Instr. 4) | |||||||||
| Following | (I) (Instr. 4) | ||||||||||
| Code | V | Amount | (A) or (D) |
Price | Reported Transaction (s) (Instr. 3 and 4) |
||||||
| Common shares without par value |
02/28/2014 | F | 4,043 | D | $39.79 | 54,164 | D | ||||
| Common shares without par value |
03/03/2014 | S | 1,651 | D | $39.004 | 52,513 | D | ||||
| Common shares without par value |
03/03/2014 | S | 3,888 | D | $39.006 | 48,625 | D | ||||
| Common shares without par value |
03/03/2014 | S | 900 | D | $39.011 | 47,725 | D | ||||
| Common shares without par value |
03/03/2014 | S | 200 | D | $39.015 | 47,525 | D |
3/4/2014
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SEC FORM 4
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable and | 6. Date Exercisable and | 7. Title and | 8. Price of | 9. Numb | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Derivative | Conversion | Date | Execution Date, | Transaction | Number | Expiration Date | Amount of | Derivative | of | |||
| Security | or Exercise | (Month/Day/Year) | if any | Code | (Instr. | of | (Month/Day/Year) | Securities | Security | derivativ | ||
| (Instr. 3) | Price of | (Month/Day/Year) | 8) | Derivative | Underlying | (Instr. 5) | Securiti | |||||
| Derivative | Securities | Derivative | Benefic | |||||||||
| Security | Acquired | Security | Owned | |||||||||
| (A) or | (Instr. 3 and 4) | Followin | ||||||||||
| Disposed | Reporte | |||||||||||
| of (D) | Transac | |||||||||||
| (Instr. | 3, 4 | (s) (Inst | ||||||||||
| and 5) | ||||||||||||
| Amount | ||||||||||||
| or | ||||||||||||
| Number | ||||||||||||
| Date | Expiration | of | ||||||||||
| Code | V | (A) | (D) | Exercisable | Date | Title Shares |
Explanation of Responses:
Remarks:
The sale transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).
John A. Berry, by power of attorney for 03/04/2014 Katherine C. Doyle
** Signature of Reporting Date Person
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
3/4/2014